Inspection readiness review (remote)

A desk review of your AML evidence as a supervisor would read it, so you know what you could hand over tomorrow and what is missing.

What you receive

  • Review of the documents a supervisor can ask you to produce: risk assessment, approved policies, customer files, screening and reporting records, training records
  • A video call walking through your evidence item by item, as a supervisor would test it
  • A readiness report: each gap, the provision behind it, and what closes it
  • An index of your evidence file, so each document can be produced quickly on request
  • Done remotely, on documents you share through your AML Compass account

Why it matters

Supervisors may inspect a designated business at their desk or in the field, and an inspection tests whether the firm can produce the records the law requires it to keep. A violation can be fined from AED 10,000 to AED 5,000,000.

Federal Decree-Law No. 10 of 2025, Articles 16(2) and 17(1); Cabinet Resolution No. 134 of 2025, Articles 5 and 21